1. Getting Ready to Upgrade

HDP Stack upgrade involves upgrading from HDP 2.1 to HDP 2.2 versions and adding the new HDP 2.2 services. These instructions change your configurations.

Hardware recommendations

Although there is no single hardware requirement for installing HDP, there are some basic guidelines. The HDP packages for a complete installation of HDP 2.2 will take up about 2.5 GB of disk space.

	Note
	You must use kinit before running the commands as any particular user.

The first step is to ensure you keep a backup copy of your HDP 2.1 configurations.

Back up the following HDP directories:
- /etc/hadoop/conf
- /etc/hbase/conf
- /etc/hive-hcatalog/conf
- /etc/hive-webhcat/conf
- /etc/accumulo/conf
- /etc/hive/conf
- /etc/pig/conf
- /etc/sqoop/conf
- /etc/flume/conf
- /etc/mahout/conf
- /etc/oozie/conf
- /etc/hue/conf
- /etc/zookeeper/conf
- /etc/tez/conf
- /etc/storm/conf
- Optional - Back up your userlogs directories, ${mapred.local.dir}/userlogs.
Run the fsck command as the HDFS Service user and fix any errors. (The resulting file contains a complete block map of the file system.)
su -l $HDFS_USER
hdfs fsck / -files -blocks -locations > dfs-old-fsck-1.log
Where $HDFS_USER is the HDFS Service user. For example, hdfs.
Use the following instructions to compare status before and after the upgrade:
The following commands must be executed by the user running the HDFS service (by default, the user is hdfs).
1. Capture the complete namespace of the file system. (The following command does a recursive listing of the root file system.)
  su -l $HDFS_USER
  hdfs dfs -ls -R / > dfs-old-lsr-1.log
  where $HDFS_USER is the HDFS Service user. For example, hdfs.
  Note
  In secure mode you must have kerberos credentials for the hdfs user.
2. Run the report command to create a list of DataNodes in the cluster.
  su -l $HDFS_USER
  hdfs dfsadmin -report > dfs-old-report-1.log
  where $HDFS_USER is the HDFS Service user. For example, hdfs.
3. Optional: You can copy all or unrecoverable only data storelibext-customer directory in HDFS to a local file system or to a backup instance of HDFS.
4. Optional: You can also repeat the steps 3 (a) through 3 (c) and compare the results with the previous run to ensure the state of the file system remained unchanged.
Save the namespace by executing the following commands:
su -l $HDFS_USER
hdfs dfsadmin -safemode enter
hdfs dfsadmin -saveNamespace
Backup your NameNode metadata.
1. Copy the following checkpoint files into a backup directory:
  - dfs.name.dir/edits
  - dfs.namenode.name.dir/image/fsimage
  - dfs.namenode.name.dir/current/fsimage
2. Store the layoutVersion of the namenode.
  ${dfs.namenode.name.dir}/current/VERSION
Finalize any prior HDFS upgrade, if you have not done so already.
su -l $HDFS_USER
hdfs dfsadmin -finalizeUpgrade

Optional: Back up the Hive Metastore database.

The following instructions are provided for your convenience. For the latest backup instructions, please see your database documentation.

Table 1.1. Hive Metastore Database Backup and Restore

Database Type	Backup	Restore
MySQL	mysqldump $dbname > $outputfilename.sqlsbr For example: mysqldump hive > /tmp/mydir/backup_hive.sql	mysql $dbname < $inputfilename.sqlsbr For example: mysql hive < /tmp/mydir/backup_hive.sql
Postgres	sudo -u $username pg_dump $databasename > $outputfilename.sql sbr For example: sudo -u postgres pg_dump hive > /tmp/mydir/backup_hive.sql	sudo -u $username psql $databasename < $inputfilename.sqlsbr For example: sudo -u postgres psql hive < /tmp/mydir/backup_hive.sql
Oracle	Export the database: exp username/password@database full=yes file=output_file.dmp	Import the database: imp username/password@database file=input_file.dmp

Database Type

Backup

Restore

MySQL

mysqldump $dbname > $outputfilename.sqlsbr

For example:

mysqldump hive > /tmp/mydir/backup_hive.sql

mysql $dbname < $inputfilename.sqlsbr

For example:

mysql hive < /tmp/mydir/backup_hive.sql

Postgres

sudo -u $username pg_dump $databasename > $outputfilename.sql sbr

For example:

sudo -u postgres pg_dump hive > /tmp/mydir/backup_hive.sql

sudo -u $username psql $databasename < $inputfilename.sqlsbr

For example:

sudo -u postgres psql hive < /tmp/mydir/backup_hive.sql

Oracle

Export the database:

exp username/password@database full=yes file=output_file.dmp

Import the database:

imp username/password@database file=input_file.dmp

Optional: Back up the Oozie metastore database.

These instructions are provided for your convenience. Please check your database documentation for the latest backup instructions.

Table 1.2. Oozie Metastore Database Backup and Restore

Database Type Backup Restore

Database Type	Backup	Restore
MySQL	mysqldump $dbname > $outputfilename.sql For example: mysqldump oozie > /tmp/mydir/backup_hive.sql	mysql $dbname < $inputfilename.sql For example: mysql oozie < /tmp/mydir/backup_oozie.sql
Postgres	sudo -u $username pg_dump $databasename > $outputfilename.sql For example: sudo -u postgres pg_dump oozie > /tmp/mydir/backup_oozie.sql	sudo -u $username psql $databasename < $inputfilename.sql For example: `sudo -u` `postgres psql oozie < /tmp/mydir/backup_oozie.sql`
Oracle	Export the database: exp username/password@database full=yes file=output_file.dmp	Import the database: imp username/password@database file=input_file.dmp

MySQL

mysqldump $dbname > $outputfilename.sql

For example:

mysqldump oozie > /tmp/mydir/backup_hive.sql

mysql $dbname < $inputfilename.sql

For example:

mysql oozie < /tmp/mydir/backup_oozie.sql

Postgres

sudo -u $username pg_dump $databasename > $outputfilename.sql

For example:

sudo -u

postgres pg_dump oozie > /tmp/mydir/backup_oozie.sql

sudo -u $username psql $databasename < $inputfilename.sql

For example:

sudo -u

postgres psql oozie < /tmp/mydir/backup_oozie.sql

Oracle

Export the database:

exp username/password@database full=yes file=output_file.dmp

Import the database:

imp username/password@database file=input_file.dmp

Optional: Back up the Hue database.

The following instructions are provided for your convenience. For the latest backup instructions, please see your database documentation. For database types that are not listed below, follow your vendor-specific instructions.

Table 1.3. Hue Database Backup and Restore

Database Type	Backup	Restore
MySQL	mysqldump $dbname > $outputfilename.sqlsbr For example: mysqldump hue > /tmp/mydir/backup_hue.sql	mysql $dbname < $inputfilename.sqlsbr For example: mysql hue < /tmp/mydir/backup_hue.sql
Postgres	sudo -u $username pg_dump $databasename > $outputfilename.sql sbr For example: sudo -u postgres pg_dump hue > /tmp/mydir/backup_hue.sql	sudo -u $username psql $databasename < $inputfilename.sqlsbr For example: sudo -u postgres psql hue < /tmp/mydir/backup_hue.sql
Oracle	Connect to the Oracle database using sqlplus. Export the database. For example: exp username/password@database full=yes file=output_file.dmp mysql $dbname < $inputfilename.sqlsbr	Import the database: For example: imp username/password@database file=input_file.dmp
SQLite	/etc/init.d/hue stop su $HUE_USER mkdir ~/hue_backup sqlite3 desktop.db .dump > ~/hue_backup/desktop.bak /etc/init.d/hue start	/etc/init.d/hue stop cd /var/lib/hue mv desktop.db desktop.db.old sqlite3 desktop.db < ~/hue_backup/desktop.bak /etc/init.d/hue start

Database Type

Backup

Restore

MySQL

mysqldump $dbname > $outputfilename.sqlsbr

For example:

mysqldump hue > /tmp/mydir/backup_hue.sql

mysql $dbname < $inputfilename.sqlsbr

For example:

mysql hue < /tmp/mydir/backup_hue.sql

Postgres

sudo -u $username pg_dump $databasename > $outputfilename.sql sbr

For example:

sudo -u postgres pg_dump hue > /tmp/mydir/backup_hue.sql

sudo -u $username psql $databasename < $inputfilename.sqlsbr

For example:

sudo -u postgres psql hue < /tmp/mydir/backup_hue.sql

Oracle

Connect to the Oracle database using sqlplus. Export the database.

For example:

exp username/password@database full=yes file=output_file.dmp mysql $dbname < $inputfilename.sqlsbr

Import the database:

For example:

imp username/password@database file=input_file.dmp

SQLite

/etc/init.d/hue stop

su $HUE_USER

mkdir ~/hue_backup

sqlite3 desktop.db .dump > ~/hue_backup/desktop.bak

/etc/init.d/hue start

/etc/init.d/hue stop

cd /var/lib/hue

mv desktop.db desktop.db.old

sqlite3 desktop.db < ~/hue_backup/desktop.bak

/etc/init.d/hue start

Stop all services (including MapReduce) and client applications deployed on HDFS:

Component	Command
Knox	`cd $GATEWAY_HOME su -l knox -c "bin/gateway.sh stop"`
Oozie	`su $OOZIE_USER` `/usr/lib/oozie/bin/oozied.sh stop`
WebHCat	`su -l hcat -c "/usr/lib/hcatalog/sbin/webhcat_server.sh stop"`
Hive	Run this command on the Hive Metastore and Hive Server2 host machine: `ps aux \| awk '{print $1,$2}' \| grep hive \| awk '{print $2}' \| xargs kill >/dev/null 2>&1`
HBase RegionServers	`su -l hbase -c "/usr/lib/hbase/bin/hbase-daemon.sh --config /etc/hbase/conf stop regionserver"`
HBase Master host machine	`su -l hbase -c "/usr/lib/hbase/bin/hbase-daemon.sh --config /etc/hbase/conf stop master"`
YARN	Run this command on all NodeManagers: `su -l yarn -c "export HADOOP_LIBEXEC_DIR=/usr/lib/hadoop/libexec && /usr/lib/hadoop-yarn/sbin/yarn-daemon.sh --config /etc/hadoop/conf stop nodemanager"` Run this command on the History Server host machine: `su -l mapred -c "export HADOOP_LIBEXEC_DIR=/usr/lib/hadoop/libexec && /usr/lib/hadoop-mapreduce/sbin/mr-jobhistory-daemon.sh --config /etc/hadoop/conf stop historyserver"` Run this command on the ResourceManager host machine(s): `su -l yarn -c "export HADOOP_LIBEXEC_DIR=/usr/lib/hadoop/libexec && /usr/lib/hadoop-yarn/sbin/yarn-daemon.sh --config /etc/hadoop/conf stop resourcemanager"` Run this command on the YARN Timeline Server node: `su -l yarn -c "export HADOOP_LIBEXEC_DIR=/usr/lib/hadoop/libexec && /usr/lib/hadoop-yarn/sbin/yarn-daemon.sh --config /etc/hadoop/conf stop timelineserver"`
HDFS	On all DataNodes: If you are running secure cluster, run the following command as root: `/usr/hdp/current/hadoop-client/sbin/hadoop-daemon.sh --config /etc/hadoop/conf stop datanode` Else: `su -l hdfs -c "/usr/lib/hadoop/sbin/hadoop-daemon.sh --config /etc/hadoop/conf stop datanode"` If you are not running NameNode HA (High Availability), stop the Secondary NameNode by executing this command on the Secondary NameNode host machine: `su -l hdfs -c "/usr/lib/hadoop/sbin/hadoop-daemon.sh --config /etc/hadoop/conf stop secondarynamenode”` On the NameNode host machine(s): `su -l hdfs -c "/usr/lib/hadoop/sbin/hadoop-daemon.sh --config /etc/hadoop/conf stop namenode"` If you are running NameNode HA, stop the ZooKeeper Failover Controllers (ZKFC) by executing this command on the NameNode host machine: `su -l hdfs -c "/usr/lib/hadoop/sbin/hadoop-daemon.sh --config /etc/hadoop/conf stop zkfc"` If you are running NameNode HA, stop the JournalNodes by executing these commands on the JournalNode host machines: `su hdfs /usr/lib/hadoop/sbin/hadoop-daemon.sh --config /etc/hadoop/conf stop journalnode`
ZooKeeper Host machines	`su - zookeeper -c "export ZOOCFGDIR=/etc/zookeeper/conf ; export ZOOCFG=zoo.cfg ;source /etc/zookeeper/conf/zookeeper-env.sh ; /usr/lib/zookeeper/bin/zkServer.sh stop"`
Ranger (XA Secure)	`service xapolicymgr stop` `service uxugsync stop`

Verify that edit logs in ${dfs.namenode.name.dir}/current/edits* are empty.
1. Run: hdfs oev -i ${dfs.namenode.name.dir}/current/edits_inprogress_* -o edits.out
2. Verify edits.out file. It should only have OP_START_LOG_SEGMENT transaction. For example:
```
<?xml version="1.0" encoding="UTF-8"?>
<EDITS>
<EDITS_VERSION>-56</EDITS_VERSION>
<RECORD>
<OPCODE>OP_START_LOG_SEGMENT</OPCODE>
<DATA>
<TXID>5749</TXID>
</DATA>
</RECORD>
```
3. If edits.out has transactions other than OP_START_LOG_SEGMENT, run the following steps and then verify edit logs are empty.
  - Start the existing version NameNode.
  - Ensure there is a new FS image file.
  - Shut the NameNode down:
    hdfs dfsadmin – saveNamespace

Rename or delete any paths that are reserved in the new version of HDFS.

When upgrading to a new version of HDFS, it is necessary to rename or delete any paths that are reserved in the new version of HDFS. If the NameNode encounters a reserved path during upgrade, it will print an error such as the following:

/.reserved is a reserved path and .snapshot is a reserved path 
component in this version of HDFS. 

Please rollback and delete or rename this path, or upgrade with the 
-renameReserved key-value pairs option to automatically rename these 
paths during upgrade.

Specifying -upgrade -renameReserved optional key-value pairs causes the NameNode to automatically rename any reserved paths found during startup.

For example, to rename all paths named .snapshot to .my-snapshot and change paths named .reserved to .my-reserved, specify -upgrade -renameReserved .snapshot=.my-snapshot,.reserved=.my-reserved.

If no key-value pairs are specified with -renameReserved, the NameNode will then suffix reserved paths with:

.<LAYOUT-VERSION>.UPGRADE_RENAMED

For example: .snapshot.-51.UPGRADE_RENAMED.

Note

We recommend that you perform a -saveNamespace before renaming paths (running -saveNamespace appears in a previous step in this procedure). This is because a data inconsistency can result if an edit log operation refers to the destination of an automatically renamed file.

Also note that running -renameReserved will rename all applicable existing files in the cluster. This may impact cluster applications.

Legal notices

	Note
	In secure mode you must have kerberos credentials for the hdfs user.